After more than 20 years and substantial investments of time and money, Forest Stewardship Council (FSC) certification of tropical forest management is due for a stringent impact evaluation. For any social, ecological, and economic outcomes to be attributed to FSC certification, rival explanations need to be ruled out. We recognize that different types of knowledge about FSC impacts derived from information gathered through a range of methods can satisfy the evidence-needs of different stakeholders. But this paper describes a roadmap based on rigorous methods to assess whether FSC certification delivers on its expected outcomes and the underlying mechanisms through which changes can be attributable to FSC. To this end, background studies that provide contextual knowledge related to implementation of FSC certification are proposed to account for any positive self-selection biases and to capture the temporal dynamics of certification including changes in the sociopolitical and economic contexts that influence certification decisions.
FSC natural forest management certification has been implemented for >20 years. FSC's goal is to provide a system through which responsible forest management is recognized by consumers and others. Our team works on the design of an empirical theory-based impact evaluation (IE) of the biophysical, social, economic, and policy impacts of this intervention in Brazil, Peru and Indonesia. The range of expected outcomes, and the scales at which impacts ensue, forced us to use inter and trans-disciplinary approaches to define the IE scope and goals. While this research is still ongoing, our goal is to share lessons learned in tackling the complexity of the social-ecological systems where the FSC intervention occurs. We present ideas that see evaluation as a knowledge-generating process as well as a goal in itself. Thus, we introduce the rationale for a multi-stakeholder platform to assure the IE design would be built upon discussions with a range of social actors on the value of this knowledge-generation research to improve their conservation practice. We introduce a conceptual framework that lays out the foundation for the IE work, tightly linked to relevant concepts for conservation biologists such as adaptive management and systems thinking. We discuss results of preparatory studies that provide information used as a backbone for the IE design and that attempts, from the different angles where conservation trade-offs occur, to provide a roadmap for the IE. Studies include a descriptive analysis of auditing and accreditation activities aimed at providing transparency and accountability to the audit component behind certification. We developed country-based studies of political economy factors that underlie historical issues regarding forested lands use and analyze these issues across countries. We ground on these quantitative and qualitative studies hypotheses on how forest management decisions in general and FSC certification in particular, have occurred.
ABSTRACT What is meant by sustainability depends on what is sustained and at what level. Sustainable forest management, for example, requires maintenance of a variety of values not the least of which is sustained timber yields (STYs). For the 1 Bha of the world's forests subjected to selective or partial logging, failure to maintain yields can be hidden by regulatory requirements and questionable auditing practices such as increasing the number of commercial species with each harvest, reducing the minimum size at which trees can be harvested and accepting logs of lower quality. For assertions of STY to be credible, clarity is needed about all these issues, as well as about the associated ecological and economic tradeoffs. Lack of clarity about sustainability heightens risks of unsubstantiated claims and unseen losses. STY is possible but often requires cutting cycles that are longer and logging intensities that are lower than prescribed by law, as well as effective use of low-impact logging practices and application of silvicultural treatments to promote timber stock recovery. These departures from business-as-usual practices will lower profit margins but generally benefit biodiversity and ecosystem services.
Background: Currently, about 400 million hectares of tropical moist forests worldwide are designated production forests, about a quarter of which are managed by rural communities and indigenous peoples. There has been a gradual impoverishment of forest resources inside selectively logged forests in which the volume of timber extracted over the first cutting cycle was mostly from large, old trees that matured over a century or more and grew in the absence of strong anthropological pressures. In forests now being logged for a second and third time, that volume has not been reconstituted due in part to the lack of implementation of post-logging silvicultural treatments. This depletion of timber stocks renders the degraded forests prone to conversion to other land uses. Although it is essential to preserve undisturbed primary forests through the creation of protected areas, these areas alone will not be able to ensure the conservation of all species on a pan-tropical scale, for social, economic and political reasons. The conservation of tropical forests of tomorrow will mostly take place within human-modified (logged, domesticated) forests. In this context, silvicultural interventions are considered by many tropical foresters and forest ecologists as tools capable of effectively conserving tropical forest biodiversity and ecosystem services while stimulating forest production. This systematic review aims to assess past and current evidence of the impact of silviculture on tropical forests and to identify silvicultural practices appropriate for the current conditions in the forests and forestry sectors of the Congo Basin, Amazonia and Southeast Asia. Methods: This systematic review will undertake an extensive search of literature to assess the relative effectiveness of different silvicultural interventions on timber production and the conservation value of forests, and to determine whether there is a relationship between sustainability of timber harvesting and the maintenance/conservation of other ecosystem services and biodiversity in production forests. Data will be extracted for meta-analysis of at least sub-sets of the review questions. Findings are expected to help inform policy and develop evidence-based practice guidelines on silvicultural practices in tropical forests. ; Peer reviewed
Background Currently, about 400 million hectares of tropical moist forests worldwide are designated production forests, about a quarter of which are managed by rural communities and indigenous peoples. There has been a gradual impoverishment of forest resources inside selectively logged forests in which the volume of timber extracted over the first cutting cycle was mostly from large, old trees that matured over a century or more and grew in the absence of strong anthropological pressures. In forests now being logged for a second and third time, that volume has not been reconstituted due in part to the lack of implementation of post-logging silvicultural treatments. This depletion of timber stocks renders the degraded forests prone to conversion to other land uses. Although it is essential to preserve undisturbed primary forests through the creation of protected areas, these areas alone will not be able to ensure the conservation of all species on a pan-tropical scale, for social, economic and political reasons. The conservation of tropical forests of tomorrow will mostly take place within human-modified (logged, domesticated) forests. In this context, silvicultural interventions are considered by many tropical foresters and forest ecologists as tools capable of effectively conserving tropical forest biodiversity and ecosystem services while stimulating forest production. This systematic review aims to assess past and current evidence of the impact of silviculture on tropical forests and to identify silvicultural practices appropriate for the current conditions in the forests and forestry sectors of the Congo Basin, Amazonia and Southeast Asia. Methods This systematic review will undertake an extensive search of literature to assess the relative effectiveness of different silvicultural interventions on timber production and the conservation value of forests, and to determine whether there is a relationship between sustainability of timber harvesting and the maintenance/conservation of other ecosystem services and biodiversity in production forests. Data will be extracted for meta-analysis of at least sub-sets of the review questions. Findings are expected to help inform policy and develop evidence-based practice guidelines on silvicultural practices in tropical forests.